Hemmingway, genre and metaphor

In the 1920’s, Hemingway was bet that he could write a story using only six words and came up with the famous:

For sale:
Baby shoes.
Never worn.

The story works on many different levels, with the pathos of the image contrasted brilliantly with the banality of the language. Beyond that, however, it got me thinking about just how it manages to achieve this.

On the surface, it appears to belong to a genre of ‘For Sale’ classifieds as might be found in a newspaper or, these days, on Craigslist type websites. A closer look at this genre, however, shows that it is missing a number of features. There is no price or contact name/number. There is also no listed size or colour for the shoes. You could say that this is just because of the nature of the bet, only to use six words, and so these features were omitted. That, I think however, is the important point here: The text only looks like a ‘For Sale’ genre but in fact functions as a story genre. If it were actually posted in the classifieds it would fail as a text but it succeeds as a story.

I wonder, then, if there isn’t a generic metaphor, similar to grammatical metaphor, where a text takes on the surface features of one kind of genre but, in fact, functions as something different?

Difference between ‘look’, ‘watch’ and ‘see’

For me, one of the advantages of using Systemic Functional Linguistics in class is being able to answer clearly all those common EFL questions that generally pop up, especially ‘What’s the difference between…?’-type questions.

One of the most common is the difference between ‘look’, ‘see’ and ‘watch’, as in this (made up) example:

I wanted to watch TV yesterday so I looked through the TV guide but saw nothing interesting

The difference between them is often answered semantically by bringing in vague notions of intentionality, which I’ve never found to be particularly helpful. It is actually quite clear when looking at the transitivity:

  • Watch – is a material Process. It describes an action that unfolds through time and so usually takes the present-in-present: “I’m watching TV”.
  • Look – is a behavioural Process. It construes physiological behaviour and generally takes a Circumstance: “I’m looking in the TV guide”.
  • See – is a mental Process. It takes place within the world of our consciousness, our perception of events around us. The unmarked tense is thus simple present and it is also able to project an additional clause: “I see there’s nothing on TV again”.

Behavioural Processes 1

Behavioural processes construe “(typically human) physiological and psychological behaviour, like breathing, coughing, smiling, dreaming and staring” (H & M, p248). The participant who is ‘behaving’, typically a conscious being, is labelled the behaver (H & M, p250).

I’ve noticed that in some ESL teaching behavioural Processes are often lumped in with material ones. This does make it easier for students, but it may also be slightly misleading. Characteristically, behavioural clauses are partly material (the unmarked tense is the present-in-present) but also partly mental (we do find non-habitual present tense – Why do you laugh?). I think also for students it’s important to point out that “certain types of circumstance are associated with behavioural processes” (H & M, p251). Here is an example from the BNC:

   1284 Stok looked at me blankly — still listening through the wall — and nodded

Students will often interpret the Circumstance as Goal, producing *He looked me. A simple way to introduce this is using a picture of a party and describing the varous behaviours and the associated Circumstances.

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Daily Routines as a genre

We often use ‘Daily Routines’ lessons to introduce or practise the simple present. Recently, however, I’ve tried looking from a genre perspective and asking what, exactly, is the purpose of these kinds of text. Who, also, is the audience? They are, I think, a kind of report genre with evaluative lexis. You can find these kinds of texts in, for example, city guides for expats (“What’s it like living in …?”). A good site is matadornetwork which has a whole series of “A day in the life of an expat in…” texts. They’re great for higher level students. Another idea is university career guides that often have overviews of different kinds of jobs and what they involve.

For lower or beginner level students I’ve found the genre approach particularly useful in enabling the students to think about the purpose of their writing. A simple GSP for a report is a General Opening followed by a Sequence of Related Statements. To adapt this for a Daily Routines text I tell the students they are writing a letter to a foreign pen-pal, explaining their daily life. The opening then establishes the evaluative mood (I am busy everyday) while the sequence expands on and explains the opening (I get up really early at 6am and rush around getting ready for work). We also group the sequence (into morning, afternoon, evening, etc) and show how changes in Theme can highlight the change from one group to the next.

 

Materials idea

A great place to find simple texts for classroom use is the website My Life Is Average. It’s a site where people post about the funny little things that happen in ordinary life. They mostly seem to be written by high school kids so tend to be short with simple, casual lexis. One I often use in class is:

Today, I wore different colored socks to school. Nobody noticed.

The texts often have a clear generic pattern of a very simple recount:

  1. Orientation (Today)
  2. Events in chronological order (I wore…socks)
  3. Comment (Nobody noticed)

They can easily be used for nearly every level in adult classes.